At FOCUS your privacy is important to us. We believe keeping your information confidential is a fundamental part of doing business. We will never sell, rent, barter, or share your personal details in any way with any other company. We will not share your e-mail or mailing address with any third party. All data collected is for our internal use only.

We ensure that your privacy is fully protected under the law. All information collected about you is treated confidentially. We maintain physical, electronic, and procedural safeguards that comply with applicable law and regulations to guard your nonpublic personal information. We restrict our employees’ access to your information to only those who need to know information to provide information or services to you and for other reasons permitted by law.

The information we may collect from you electronically, by mail, in person, or by phone, is dependent upon the types of information and services you are requesting. All data we collect is for our internal use only. Clear unsubscribe instructions are part of every FOCUS newsletter.

FOCUS Securities LLC collects nonpublic personal information about you from the following sources:

• Information we receive from you on applications or other forms;
• Information about your transactions with us or others; and
• Information we may receive from a consumer reporting agency.

If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this notice.

FOCUS Securities LLC restricts access to your personal and account information to those employees who need to know that information to provide products or services to you.

FOCUS Securities LLC maintains physical, electronic, and procedural safeguards to guard your nonpublic personal information.

We may disclose all of the information we collect, as described above, to companies that perform marketing services on our behalf or to other financial institutions with whom we have joint marketing agreements.

This policy will remain in effect until further notice.